We provide regulatory advice to mortgage brokers wishing to raise funds from the public for investment in mortgages. The key regulatory obligations are the laws governing Managed Investment Schemes and Debenture Schemes under the Corporations Act.

We have developed a model whereby the full weight of regulation can be avoided by nascent operators carefully tailoring their lending activities so they remain outside the definition of a Managed Investment Scheme until such time as their profit levels can support the compliance overhead involved in holding a Australian Financial Services Licence. Contact us today to discuss your aspirations to grow your funds under management.

Mortgage Funds